What About Happiness?

Goals, Systems, and Identity

I was privileged to have a great conversation with a brilliant friend recently. Emily is someone who is an exceptionally high performer. She’s at the top of her chosen profession. She has a successful and fulfilling marriage. She also runs a non-profit foundation. She has two kids who are doing very well. She runs a global mentoring network. She exercises, meditates, and prays daily. She also is on the school board, church board, neighborhood board… I probably left out a few things.

Her observation was that she has achieved every goal she has ever set for herself. She’s wise enough to understand that the universe gets a vote in those goals; that is to say that the outcomes weren’t fully in her control and that to some degree luck and fortune amplified her efforts. Yet, she finds herself struggling with a really hard question: I’ve achieved every goal I’ve ever set for myself – now what? I don’t want to keep chasing goals to find happiness.

A voracious reader, she set out to look for answers and read several current books on the topic. But still, something wasn’t connecting.

In one of those moments where an insightful question causes the listener to connect dots previously left unconnected, we stumbled on an idea. Perhaps there’s a progression to this, and Emily’s expectations haven’t quite caught up with her progress.

We started with goals -discrete problems we will solve on a particular timeframe, such as “I will lose 10 pounds by Memorial Day.” The problem with goals is that happiness lives on the other side of achievement. So we set a goal, we paint a picture of how happy we will feel, and how we will feel happy, when we attain our goal. This picture serves as motivation to get started, and provides the ‘why’ to generate the dedication to stick to it.

Everything is going great until… the day we achieve the goal. Perhaps we give ourselves a moment of the happiness we imagined. But very quickly, one of two things happen. Having arrived, we set a new goal. Or worse, we celebrate by reversing our progress and have to set the same goal again! (For instance, celebrating losing weight by indulging in pizza and cookies!). Very quickly, happiness moves back over the horizon of goals. Of course, it is also possible that we never achieve the goal – either due to factors within our control or factors outside of our control. Feeling that we can’t achieve happiness because we can’t achieve our goals because of factors outside of our control can lead to some very dark, very nihilistic places. Not good.

Scott Adams famously (but probably not originally) suggested a solution. Implement systems rather than goals. James Clear made essentially the same recommendation in the very popular book Atomic Habits. Instead of “I will lose 10 pounds by Memorial Day,” a systems statement lives a level of abstraction higher. A systems statement might be of the form “Every day, I will exercise in some way, even if it is just a brisk walk.” The systems idea is that if one builds habits and patterns, then those habits create opportunities to succeed at a variety of pursuits. And some of these might not be opportunities that one could plan and make goals for, because the future is too unpredictable. A famous example is Steve Jobs. Jobs took classes in college that he thought were interesting, even though he didn’t know whether they would be useful in the future, and if so, how. He thought calligraphy was one of those interesting things that he wanted to learn more about. Because one of Jobs’ systems was to learn new things about diverse topics, he was able to connect his knowledge of calligraphy with his knowledge of computers and his brilliance at marketing to make the first PC with proportional type fonts – the MacIntosh. But Jobs couldn’t have planned to build the first Mac and then worked that plan into a list of goals, one of which would have been ‘learn calligraphy while in college.’

Where is the happiness in the systems model? I think it has to be in the joy of creation. The feeling of ‘Aha!’ when ideas and skills, previously separate, combine to create something new and, hopefully, valuable. So what’s the problem with that? Well, most people want to feel like they are working toward something meaningful. We are stimulated by challenges because we know the direction our efforts are leading, if not the end result. But if all we feel are challenges, without direction or the guarantee or even probability of that meaningful ‘Aha!’ it might be a lonely, barren journey. Even worse, it could devolve into the “Ants Marching” (Dave Matthews Band) problem wherein we do everything we are expected to do, with no hope of joy at the end of the journey. Another dark place.

Serendipitously, while we were discussing the systems approach, I mistakenly phrased an example as “I am the kind of person who exercises every day.” And here was a fun ‘Aha!’ moment. This is an identity statement, not a systems statement. It isn’t about a habit, it is about being or becoming a particular type of person. Emily quickly recounted how her mother used identity statements to help her succeed. If she was struggling in math, her mother would remind her that “you are the type of person who can do well at this.” And then when she succeeded “of course, you are a person who is good at math!” Brilliant!

Identity statements quickly led us to remember Aristotle’s virtue ethics, because Artistotle’s virtues can be phrased as the type of identity statements most people would like to aspire to. For example: “I am an honest person.” Or: “I am a courageous person.” Or even better: “I am a prudent person – I deploy the right virtues correctly in the appropriate situations.” Where lies happiness in the virtue model? The Greeks had thought about this so deeply that they had a special word for it: Eudaemonia. No such word exists in English. The closest might be “human fulfillment.” Even better might be “the feeling of deep fulfillment that comes from deliberately living a virtuous life.”

So our tentatively-developed model seems almost like a set of conditions or ways of living one might be able to progress through. From goal-setting and achievement, with its brief and fleeting rewards, to building systems and habits for improving ourselves and helping others, with the attendant greater but unpredictable joys, to practicing an identity as someone who consciously pursues becoming the most virtuous and capable version of ourselves, with the result of achieving human fulfillment. In this model, Emily was consciously in the systems mindset, although she rediscovered that she already knew the identity/virtue mindset, and she realized that she was seeking the wrong feedback system. Emily discovered that she was still trying to measure happiness, even though she is already well along the way to fulfillment. To Eudaemonia.

The Paradox of Trust

Winning teams develop the trust necessary to move authority to information while retaining unity of purpose. Because the world is moving too quickly to keep trying to move information to authority.

How many times have you heard the phrases ‘earning trust’ and ‘building trust’?

What if there were approaches that allowed you to earn and build trust faster than you ever thought possible?

What if that hack was so simple that you would have a hard time even believing it could work?

Trust is a two way street. It requires a reciprocal relationship to work.

Trust requires symmetry.

As leaders, we are responsible for creating this symmetry. We must develop deep trust in our teams. And we must inspire our teams to have full trust in our leadership.

These two approaches have worked for me:

Trust Hack #1: Giving Trust Freely

Don’t make your team earn your trust! Just give it to them. Not conditionally. Not in your imagination. Give it 100% freely and give it explicitly. Look your team members in the eye and tell them, “I trust you.” And then tell them what this means.

“I trust you because you are the expert in x.”

“Whatever you tell me, I will believe.”

“Whatever you do, I will know is in the best interest of our team.”

“I won’t try to do your job or micromanage you.”

This works especially well if you are new to the team. But it can work even if you aren’t new to the team.

This communicates several key things:

  • First, it sets your default position as one of trust and not one of distrust.
  • Second, your team knows that you value their expertise.
  • Third, by telling them that whatever they tell you as the leader will be believed 100%, and expressing full faith that they are working in the best interest of the team you give each team member full ownership of their role.
  • Finally, you reinforce their ownership of outcomes with the explicit statement that you won’t micromanage their processes.

And here’s the real trick: you must follow through and actually live those statements in every interaction. This requires deliberate thought and effort. And it is worth it.

Trust Hack #2: Radical Transparency

As a leader, you may not have team members who use Trust Hack #1 up the chain. (This would be a really cool experiment to try, though!) So how do we inspire our teams to trust us?

Here’s what worked for me: I had to learn to be radically transparent with my teams.

What does radical transparency mean?

When I was a young officer in the Navy, there wasn’t a lot of explaining why we were doing things. Some of my colleagues were frustrated by this, and resisted doing things that they didn’t understand.

I took a different approach. I figured my job was to do what was asked to the best of my ability, and then observe and try to puzzle out the bigger picture. It was a good exercise that got me thinking about what problems my boss was trying to solve.

As I was entrusted with more leadership, I gradually figured out that when I explained why something needed to be done, how it fit into the bigger picture, and what the expected benefits were, it gave the team a greater sense of cohesion and they took on a greater sense of ownership. This in turn, resulted in better mission accomplishment, which led to higher morale, and increased trust. It became a virtuous cycle.

And something else happened. When I didn’t have time to explain the why, the resistance I had remembered from earlier in my career wasn’t there. The team had banked trust and was able to draw on that account.

As a leader, knowing your trust account balance is important. You can’t make more withdrawals than deposits for very long, or you will turn your virtuous cycle into its opposite.

How do I go about being radically transparent now? It has developed into much more than just telling the team why we are doing something. Now it is a constant dialogue. We talk about the problems that we are solving. I ask the team if we are solving the right problem. I ask what the team knows that I should know, but don’t yet. I ask what the solution looks like based on their experience. I ask what barriers they foresee and what help they need overcoming those barriers. I ask if we’ve tried this before; what went right, what went wrong, what if anything is different this time. I ask what question should I be asking that I haven’t thought to ask. The questions are about sharing our thought processes, especially all of the uncertainties. Only then can we quantify and plan for the unknowns. Only then can we understand and mitigate risk.

It is critically important that the leader listen first and speak last. When the leader speaks first, the entire conversation becomes swayed by their comments.

All of these conversations have one thing in common. They assume that the leader doesn’t know everything. They require great humility in the leader.

And paradoxically, great humility requires great confidence.

Winning teams develop the trust necessary to move authority to information while retaining unity of purpose. Because the world is moving too quickly to keep trying to move information to authority.

These two approaches have worked for me. You may want to experiment with them on your team.

What has worked best for you when building trust in your organization?

You Are Not Konstantinovs and This Post Isn’t About Deadlifts

World-class outliers in their domains don’t invalidate sound general statements about those domains. And if you were a world-class outlier, you would already know it.

THERE is a predictable format to many arguments on the interwebs and elsewhere these days. Roughly thus:

Person A: “Most people should [generally sound statement of well-intended advice] in most cases; exceptions exist.”
person B: “Well, [famous outlier] didn’t do that, so therefore your generalization is invalid, and I will imitate [famous outlier].”

There are obvious problems with person B’s argument, not the least of which is the fact that the existence of outliers doesn’t invalidate the rest of the bell curve.

Let’s play with an example from the gym. Since I like to deadlift (it’s my favorite lift), we’ll use a deadlift example.

Someone with decent deadlift experience might advise one of their gym buddies: “You shouldn’t round your back whilst deadlifting. It increases your risk of injury. Let’s work on building the components of the lift so you can get stronger and also not get injured.” To which the over-eager gym buddy might reply, “Yeah, well Konstantinov rounded his back on deadlifts, and he was way stronger than you.”

Our Gymbro working on his deadlift.
*not the author.

For those who might not be familiar, Konstantin Konstantinovs was once the world-record holder in the deadlift with a lift of 939 pounds. He famously deadlifted without a belt (usually not recommended) and rounded his upper back during the lift (also not recommended). Here’s photo of him pulling about 405KG (892 lbs.) in training:

Konstantin Konstantinovs Deadlifting about 405KG. Note the rounding of the upper back.
*also, not the author.

To our young gymbro, who is seeking ways to lift more weight today, even at increased risk of injury, we might be tempted to respond: “Well, neither of us is Konstantinovs.” This statement is undeniably accurate in the specific, but also just as accurate if we generalize a bit. Konstantinovs was a huge outlier (pun intended). World record holders by definition are outliers. For an idea of just how much of an outlier he was, one of his world records lasted for 12 years. For another perspective, if you walk into the average gym in the US, and someone is deadlifting half his record lift, you will notice a large number of the gymbros stopping to watch the “strong guy.”

How else is our gymbro different from Konstantinovs? Almost certainly, he isn’t gifted with top 0.1% genetics for developing strength. His anatomical proportions are different, which will have a large effect on his optimal technique. And he hasn’t spent 20+ years training his body to be effective and safe at the deadlift with Konstantinovs’ technique.

Another thing that we don’t know: we don’t know whether Konstantinovs’ was using optimal technique for Konstantinovs! We only know that it worked well enough for him to be better than everyone else.

When consider all of these differences (and there are many more that we could discuss), we are left with a handful of possible outcomes for our confident, but inexperienced, gymbro (in rough order of frequency):

  • he quits the gym (or the deadlift) when his progress stalls; or
  • he eventually gets strong enough to injure himself; or
  • over years in the gym practicing solid conventional deadlift technique, he eventually acquires the wisdom to intelligently evaluate whether he is the type of outlier that might benefit from departing from the general technical and kinesiological wisdom of how to deadlift effectively without injury.

World-class outliers in their domains don’t invalidate sound general statements about those domains. And if you were a world-class outlier, you would already know it.

Story of Civilization: Vol 1.7

Chapter 8: Egypt

Durant devotes 80 pages to Egypt in this first volume. One wonders what richness he had to leave unwritten in this brief summary. Yet Durant himself warned us (and perhaps comforted himself) at the outset of this project that writing such a Story is bigger than the work of a lifetime, and that experts in each period and civilization would surely find fault in commission, omission, currency, and detail. As Durant himself would later note, in the first chapter (titled Hesitations) of his brilliant Lessons of History: “It is a precarious enterprise, and only a fool would try to compress a hundred centuries into a hundred pages of hazardous conclusions. We proceed.”

Egypt as we remember her spans at least a third of those hundred centuries if we, as Durant, decide to count the dividing of Alexander’s empire amongst his generals and the awarding of Egypt to Ptolemy as her end. Doing so certainly opens one to argument, as one must uncomfortably end Egypt with the founding of one of her greatest cities – Alexandria. So it goes. Lines of demarcation, if they are ever obvious, are only so in retrospect.

She was a civilization measured not by kings, as with England, the names of whose rulers school children can recite; or by form of government, as with Rome; but measured by dynasty, a claim probably only approached by China. The dynasties are so numerous (no fewer than 26), that to unburden the memories of historians, they had to group them further into periods. Egypt is the grandest civilization we yet remember.

Geographically, there are two Egypts – the lower, being the Egypt of the Nile delta and the great Pyramids, and the upper being the Egypt of Memphis, Karnak, and Luxor. Politically, they started separate, merged, separated again. Ancient geographers believed that all of Egypt had once been under the sea; the delta having once been a great bay. Alexandria herself, at least the Alexandria founded by the great Macedonian, and the spot where Caesar was presented with the head of his great rival Pompey, has been rediscovered underwater by modern archaeologists. At that moment of Caesar’s dismay, Egypt was more ancient to Caesar than Caesar is to us.

You who after long years shall see these monuments, who shall speak of what I have done, you will say, “We do not know, we do not know how they can have made a whole mountain of gold.” … To gild them I have given gold measured by the bushel, as though it were sacks of grain… for I knew that Karnak is the celestial horizon of the earth.

Queen Hatshepsut, 1501-1479 BC, inscription on obelisks at Karnak

Indeed, it seems that the Egyptians themselves understood their place in history, even as they lived it. Or was it just an illusion, the Pharaoh as living God, transformed by lucky happenstance of time and the forgetting of other cultures, that has made it seem so? The former is certainly the more pleasing story. And since “most history is guessing, and the rest is prejudice” (SoC, V1, 12), are we not richer for imagining it that way?

Our knowledge of Egypt is owed almost solely to Napoleon, who led an expedition there in 1798, and, convinced of his own historical greatness and immortality, saw fit to assemble a team of brilliant engineers and scholars to document their findings, producing the first study of Egypt. If any of these scholars can be deemed the most important, surely it is Champollion, who led a 20+ year effort to unlock the mysteries of Egypt’s carvings, culminating in the translation of the Rosetta stone and the deciphering of the hieroglyphs.

We knew in Durant’s time that Egypt had been settled since as far back as 10,000 BC, reflecting again the slow progression from rough to polished stone tools. Evidence of agriculture in the region is known to at least 4000 BC. With the obsession of the historian, Durant again asks where the first Egyptians came from, and guesses that they are a combination of people from adjoining and distant regions. More modern archaeology suggests a dual answer. We continually find remains that push back the dates of first settlement at nearly every geographically significant spot where a civilization might be supported, so on the one hand it seems that the best answer might be: they were always there. On the other hand, we also continue to discover evidence of trade, immigration, migration, and simple wanderlust going back just as far. So I must conclude that there are two factors at play in the establishment of any great civilization: people were always there; they were always mixing with neighbors near and far, in encounters both friendly and hostile; and that some spark caused by the collision of the old with the new serves to ignite the flame of a new civilization.

Whatever the spark, we count the beginning of Egypt as the beginning of the Old Kingdom. And we find already at the Temple of Zoser (~3150 BC) art forms fully developed in architecture and sculpture. History once again rhymes and we almost paradoxically find the highest levels of mastery in the oldest of art. In the pyramids of Khufu, we know already of man’s belief in and quest for immortality. In the sculpture of Khafre (3067-3011 BC), we are reminded that “nature had long since learned how to make men, and art had long since learned how to represent them.” (SoC, Vol 1, p 148) In the many pyramid burials we see all of human nature, along with its evolution, preserved for our eyes and transported nearly intact to the present. Early rulers had been buried with the wives, mistresses, servants, and animals (all alive) needed to care for them and appease the gods for eternity. As wives, mistresses, and servants became weary of the practice, artists substituted life-like representations carved in bas-relief, and priests cast blessings and spells to ensure the adequacy of the substitution. While engineers sought to ensure the tombs remained untouched through clever disguise and traps, man’s greed for objects with both inherent and symbolic value, along with perhaps his jealousy, resentment and need for retributive justice, propelled thieves and vandals, archaeologists and historians to outwit the engineers.

The Old Kingdom ended following the death of Pepi II (who ruled 94 years) when Egypt settled into four centuries of tumultuous local rule by feudal barons. “… this alternation between centralized and decentralized power is one of the cyclical rhythms of history, as if men tired alternatively of immoderate liberty and excessive order.” (SoC, V1, 151) The man who re-unified Egypt, Amenemhet, survived conspiracy and rebellion, and, exhausted by the effort, left this advice for his son:

Hearken to that which I say to thee…
harden thyself against all subordinates-
The people give heed to him who terrorizes them;
Approach them not alone.
Fill not thy heart with a brother,
Know not a friend…
When thou sleepest, guard for thyself thine own heart;
For a man hath no friend in the day of evil.”

Amenemhet I (2212-2192 BC) to his son, Senusret I

We can feel his immense burden across 42 centuries, yet the administrative changes he made endured for a five centuries. His son built a canal from the Nile to the Red Sea, repelled more invaders, built temples at Heliopolis and Karnak. His descendent Senusret III annexed Palestine, drove back the Nubians, and erected a marker at the frontier to the south: “not from any desire that you should worship it, but that you should fight for it.” At the end of the period, Hyksos invaders conquered Egypt and ruled for 200 years as the “Shepherd kings.” I wonder what it was like to live during those 200 years, especially in the middle to late part of them. Did it seem that old Egypt was dead, and this was the ‘new normal?’ Or did they have a sense that conditions were temporary, but prolonged? What would we think if marauding invaders from the north had been ruling the US since, say, the end of the Lincoln Presidency? In the end (or the middle), the Hyksos grew fat and lazy and were overthrown from within, ushering in the Empire. History rhymes.

The Empire would give us what Durant describes as the Zenith of Egypt – the rule of Queen Hatshepsut, who pushed aside the designated successor to Thutmose II, assumed the mantle of King, determined her own gender and divinity, and “became one of the most successful and beneficent of Egypt’s many rulers. She maintained internal order without undue tyranny, and external peace without loss.” (SoC, V1). She restored temples damaged by the Hyksos, and on her death she established the Valley of the Kings.

Statue of Thutmose III, Luxor Museum

When Hatshepsut died, Syria revolted, and her successor, Thutmose III, only 22 years old, launched a military campaign to put down the rebellion at a place called Har-Megiddo (Armageddon), where 3397 years later the British under Allenby would defeat the Turks (Thutmose was faster). Building on the internal stability secured by Hatshepsut and the momentum of Har-Megiddo, Thutmose III unleashed at least 15 campaigns on the Mediterranean world, and built a naval fleet to enforce his gains and help exact tribute. The riches he generated gave Egypt a new era of wealth, leisure, trade and the arts. Then Thutmose retired and set himself to the relative ease of administering his empire. “His Majesty was one who knew what happened; there was nothing of which he was ignorant; he was the god of knowledge in everything; there was no matter that he did not carry out.” (Vizier to Thuthmose III, quoted in SoC, V1, 155). I am reminded here of the brilliant scene between Alexander and Raj Porus in Pressfield’s The Virtues of War. In it, Alexander and Porus are treating on Porus’ barge in the middle of the Indus river. Alexander seeks passage across India, desiring above all to glimpse the sea at the end of the world. Between Alexander and his desire are a raging river and an Army that vastly outnumbers his own. The older Porus, greatly enjoying his conversation with Alexander and impressed with his youthful genius and energy, offers safe passage to the Macedonians. He asks in return only that Alexander take his most beautiful daughter as wife, and having become Porus’ son-in-law, that Alexander allow Porus to teach him how to be a King. Alexander is outraged! Does Porus not understand the magnitude of his conquest? Porus replies that there is a vast difference between conquering and ruling. In order to be a King, Alexander must learn how to rule. In his youthful arrogance, Alexander is enraged and hastily departs the treaty to prepare for battle. Porus has taken the measure of Alexander and found that he is not ready to rule. Might Thutmose III have been that rare ruler who successfully made the transition from conqueror to King? How amazing it would be to meet this rare man and hear his experience over a feast on the royal barge on the Nile? We can see his wise face still…

Mummified Head of Thutmose III

Having given us the briefest tour of the timeline of Egypt, Durant now falls back on his familiar themes Agriculture, Industry, Government, Manners, Letters, Literature, Science, Art, Philosophy, and Religion, before returning to the timeline with the Heretic King and the Decline and Fall. I shall try to explain… no there is too much, let me sum up.

Agriculture was well-developed in Egypt. Herodotus describes them in 450 BC: “They gather in the fruits of the earth with less labor than any other people.” (SoC, V1, 156). The coolest fact in this section: the ancient Egyptians trained apes to pick fruit from the trees!

Industry was as fully developed as it would become until the advent of steam power. Rivers were diverted, canals were dug, metals were alloyed, there was a modern postal service, taxes were collected, money was loaned, interest charged, and debts collected. Oddly, in an advanced economy with credit, there was no coinage.

Government was in most ways modern, and in some ways superior to modern practice. The oldest legal document known when Durant wrote was a legal brief regarding a complex inheritance case. All cases were made in writing; perjury was punishable by death. The Pharaoh was the final authority for appeal, and many government bureaucrats were sworn to office by an oath.

Morals. For the common people, monogamy was practiced widely. For the royal family, incest was common, as it would be in Europe until as late as the last century. Egypt in practice was largely matriarchal, with a husband’s property and future earnings being made over to his wife as part of the marriage agreement.

Manners. Durant describes the Egyptians as the Americans of antiquity (remember he wrote in about 1930): “enamored of size, given to gigantic engineering and majestic building, industrious and accumulative, practical even in the midst of many ultramundane superstitions.” (SoC, V1, 167)

Letters. Egypt and Babylon developed, more or less at the same time, the first school systems in history. Heiroglyphs developed slowly into alphabetic characters, first appearing between 2500-1500 BC, but never fully made the transition to completely alphabetic writing.

Literature. In Egypt we find the first known telling of the Story of the Shipwrecked Sailor (Robinson Crusoe), the tale of a lone wanderer struggling to return to his homeland, the first known version of Cinderella, a set of fables that suggest Aesop, poetry, odes, love-poems, and historians who accompanied Pharaohs to document their triumphs. And we find the age-old lamentation that there is nothing new left to be said:

I wish that I had words that are unknown, utterances and sayings in a new language… that hasn’t already been said repeatedly– not an utterance that has grown stale, that the ancestors have already said.”

Khekheperre-Sonbu, ca 2150 BC

Science. Nearly all ancient historians credit Egypt with developing geometry; its pyramids, temples, Nile meters and great canals attest to it. They calculated pi as 3.16; within 1% of the true value. Their calculations of time seem to have started with the Nile rather than the sky, though they counted a year as 365 days, and they knew it was 365.25, over their millennia, they never bothered to correct the accumulated error. Medicine was well-developed and the importance of public sanitation was well-known. The people fasted regularly and avoided excessive consumption of food as contrary to good health.

Art. Durant calls the Egyptians the greatest builders in history, and credits them with giving the Greeks all they knew of architecture and statuary. Ceramics, especially tile, and painting were everywhere, including in the homes of common citizens. Textiles and jewelry were as fine as any other era in history.

Philosophy. Ptah-Hotep, in providing advice to his son, passes on wisdom found in many self-help books of today. Seek to learn from everyone, beware strange women, be kind, stick to the truth, value silence more than words… He seems a curious combination of the Stoic wisdom of Aurelius, with the sense of historic grandeur of the Pharaohs. Later, we find lamentations of a society gone to decadence and decay and wishing for a philosopher-king to redeem her. And from 2200 BC, we hear the admonition that life a short and that every day should be seized, for once it passes, it is gone forever.

Religion. Egypt was, but for one brief interlude, polytheistic throughout its history. Across her many centuries, we find local deities, eventually merging to become national ones. We find gods who act as men and men (and women) who become gods. We hear the tale of the Garden of Eden. We see man as fallen from perfection, and alternately as evolved from brute. We meet father sky (Ra) and mother earth (Isis), and encounter the first holy trinity, Ra, Amon, and Ptah. We see the concept of resurrection and meet the boatman who carries one across the river to the afterlife. We see the emergence of the priestly class, their gradual ascent to power, and their eventual corruption and control over nearly all aspects of life. The priests oversaw the temples and the donations to those temples were exempt from taxes. Frequently the largess went directly into the coffers of the priests, as did the fair women meant to be the courtesans of the gods go to the beds of the priests.

Heretic King. It was this corruption of the priests that, at least partially, drove Ikhnaton (Akhenaten) to announce that there was in fact only one god – Aton – and to take the name Ikhnaton, “Aton is pleased.” By all accounts Ikhnaton would have a been seen as a good and likable ruler, even by today’s standards. Faithfully devoted to his wife, against blood-sacrifices, and against the abuses of the priests. A young man who saw the world in black and white, and who grew up in the knowledge that he was a living god, he lacked the patience and subtlety to let change happen gradually. Instead he moved the capital from Thebes to the new city of Akhetaton, caused the word -Amon to be cut from every temple in the land, declared all other religions illegal, and closed the old temples. In a stroke, he angered and dispossessed the richest, most powerful class in Egypt. While they schemed behind his back, he remained faithfully devoted to his wife Nefertete, who bore him seven daughters and no sons. Breaking from tradition, Ikhnaton didn’t seek to produce a male heir through a concubine. Soon turmoil within the empire was sensed without, and the Hittites moved on Syria. Receiving their pleas for help, Ikhnaton hesitated, not wanting to be responsible for unnecessary bloodshed. When all of the dependencies of empire saw this, they ceased paying tribute to Egypt and started forming alliances closer to home. The treasury, dependent on tribute and foreign mines, quickly emptied. The man who envisioned himself as saving the empire from the corruption of its priestly class, “…found himself penniless and friendless in a world that had seemed all his own. Every colony was in revolt, and every power in Egypt was arrayed against him… He was hardly thirty when… he died, broken with the realization of his failure as a ruler, and the unworthiness of his race.” (SoC, V1, 212).

His successor, Tutenkhamon, did little in his reign, except to undo all of Ikhnaton’s changes (including removing all the ‘Aton’s and replacing them again with ‘Amon’s) and setting the stage for his general, Harmhab, to restore its external colonies. If one raids a tomb too soon after the death of its occupant, one is a thief or tomb-raider. If one waits enough centuries to do it, one becomes an archaeologist or historian. Tutenkhamon’s engineers and builders were good enough to allow the transition, and his tomb became perhaps the most famous archaeological discovery of all time.

Ramses II (probably the Pharaoh of the old testiment) was the last great ruler in Egypt. After him, Ramses III sought to appease the priests, giving more and more to the gods at the expense of less and less for the people, until finally, the kings were again less powerful than the priests. Assyria, Babylon, and Persia grew in power. The Phoenicians, Dorians, and Achaeans took control of the Mediterranean. Over the centuries Egypt was assaulted by Libya from the west, Ethiopia from the south, Assyria from the north, and Persia from the east, until finally in 332 BC Alexander made Egypt a province of Macedon.

Egypt continued to echo through the centuries, but her civilization (“social order promoting cultural creation”) had long since passed. She lives now in our collective memory as “the spectacle of the greatest civilization that has yet appeared on the earth.” (Faure)

“We shall do well to equal it.” (SoC, V1, 217)

What a queen, and what kings! Perhaps this first great civilization was the finest of all, and we have but begun to uncover its glory.

SoC, Vol 1, p 143

Story of Civilization: Vol. 1.6

Elam
The Sumerians

The “Little” Gudea
Ruler of Lagash, c. 2144-2124 BC.
Louvre

The City of Susa, in ancient Elam, east of the lower Tigris, shows signs of having been occupied for 20,000 years and evidence of advanced culture in at least 4500 BC. The Elamites had copper tools and weapons, mirrors and jewelry, writing and trade at least as far as Egypt and India (which of course implies the contemporary existence of trading cultures in those places also). Susa itself survived over 6000 years of empire and conquest: Sumeria, Babylon, Egypt, Assyria, Persia, Greece, Rome and into the 14th century AD.

We don’t know where the Sumerians, west of the lower Euphrates and including Ur, Uruk, Eridu, Larsa, Lgash, Nippur, and Nisin, came from. And perhaps the question itself is meaningless in a world where the places we occupy have mostly been occupied for tens of thousands of years. We do know that when Sumeria was already old, around 2300BC, their poets attempted to recreate their own history. In so doing, they traced their kings back over 400,000 years, recounting a golden age before a great flood; one of these legendary kings was Gilgamesh. An 8-foot layer of silt at Ur, discovered by Woolley in 1929, gives reality to legend, and below it lie the remains of a pre-diluvian culture. One of the earliest known poems mourns the sacking of Lagash and the rape of her patron goddess by Lugal-zaggisi. It was customary to steal the statues of the patron gods of a city when sacking it; the city could not be properly re-established without them. **

The Stele of Naram-sin (third son of Sargon I, “The Great”)
c. 2254-2218 BC, Akkadian Empire

The Stele commemorates the victory of Naram-sin over the Lullubi people of the Zagros mountains.

The Stele was taken out of Mesopotamia in the 12 century BC by the Elamite King Shutruk-Nakhunte and was found in 1898 at the site of Susa. Shutruk-Nakhunte added his own inscription to the Stele:

“I am Shutruk-Nahkunte, son of Hallutush-Inshushinak, beloved servant of the god Inshushinak, king of Anshan and Susa, who has enlarged the kingdom, who takes care of the lands of Elam, the lord of the land of Elam. When the god Inshusinak gave me the order, I defeated Sippar. I took the stele of Naram-Sin and carried it off, bringing it to the land of Elam. For Inshushinak, my god, I set it as an offering.”

Not long after the sack of Lagash, a king of Akkad named Sargon I, the non-royal son of a prostitute left in a basket of rushes, earned the title ‘the Great’ by sacking many cities and killing many men. Among those was Lugal-zaggisi. Sargon ruled for 45 years, conquering east, west, and south, including the kingdom of Elam and the lands all the way to the Persian Gulf. The wheel of history continues to turn, and eventually Elam and Amor ruled Sumeria for 200 years, before Hammurabi came from Babylon in the north, eventually capturing Elam and its king, ending the rule of the Sumerians and establishing the rule of the Semites that lasted until the rise of Persia.

The Sumerian City-States were ruled by patesi, or priest-kings, in palaces constructed with only two entrances and narrow passages guarded closely to prevent intruders. The Patesi took great pains not to lose power the way they had themselves gained it. Kings led their armies from the front, and wages war for practical purposes, without the veil of nationalistic language of modern times. “King Manish-tusu of Akkad announced frankly that he was invading Elam to get control of its silver mines, and to secure diorite stone to immortalize himself with statuary – the only instance known of a war fought for the sake of art.” (SoC 126)

Soon, trade and proximity led to consolidation of the city-states under powerful regional rulers. Societal order was maintained through feudal relationships and codified in a rich body of law. The first known code of laws was proclaimed by King Ur-engur in the name of the god Shamash. Government already knew the utility of religion. Each God had his or her temple, with staff, sacrifices, and rituals. Even Sin was a god – of the moon – and represented with a crescent around his head, a motif later used in Christianity to indicate saintliness. Originally the gods preferred human sacrifice, but as human morality developed, animals became preferred. Reads a tablet from a Sumerian ruin: “The lamb is the substitute for humanity; he hath given up a lamb for his life.”

Women enjoyed equal rights with their husbands over children. Women were permitted to own property, slaves, and businesses, and in the absence (or death) of husband and adult son, to administer the estate. In rare instances, Queens ruled after the death of the King. Women served in temples as domestics or concubines to the Gods or their representatives. Wealthy women wore expensive and fine jewelry and make-up.

In Sumeria also, we find the transition from writing as record-keeping to writing as literature. By 2700BC, great libraries had been built. At Tello, we have found over 30,000 volumes organized into a neat system.

The first architectural vaults belong to the Sumerians, having probably evolved from reed walls bent to join above in a naturally curved, vaulted roof. Wealthy citizens built mansions on hills, decorated them extravagantly with terracotta and tile, and had fine furniture with gold or ivory inlays. Temples were even more ornate, topped with 3, 4, or 7-story Ziggurats.

Strangely, pottery was not as advanced as the rest of Sumerian art. (Although, perhaps we just haven’t discovered any fine examples.)

Sumerian civilization may be summed up in this contrast between crude pottery and consummate jewelry; it was a synthesis of rough beginnings and occasional but brilliant mastery. Here, within the limits of our present knowledge, are the first states and empires, the first irrigation, the first use of gold and silver as standards of value, the first business contracts, the first credit system, the first code of law, the first extensive development of writing, the first stories of the Creation and the Flood, the first libraries and schools, the first literature and poetry, the first cosmetics and jewelry, the first sculpture and bas-relief, the first palaces and temples, the first ornamental metal and decorative themes, the first arch, column, vault and domes. Here, for the first known time on a large scale, appears some of the sins of civilization: slavery, despotism, ecclesiasticism, and imperialistic war, It was a life differentiated and subtle, abundant and complex. Already the natural inequality of men was producing a new degree of comfort and luxury for the strong, and a new routine of hard and disciplined labor for the rest. The theme was struck on which history would strum its myriad variations.

SoC 134

“Within the limits of our knowledge…” Certainly some of the paragraph quoted above requires revision. But only for attribution and timing; not for theme and content. Perhaps Sumeria is the first time we know of. At the same time, it is entirely possible that a lost civilization had created all the same patterns.

** Note: for a fun and very interesting look at this period, I recommend the podcast series Kings of Kings by Dan Carlin, part of his Hardcore History series.

Story of Civilization: Vol. 1.5

Chapter 6: The Prehistoric Beginnings of Civilization
– Paleolithic Culture
– Neolithic Culture
– The Transition to History

In this section, we are reminded by how many discoveries of the past 90 or so years have revised our understanding of our ancient past. The family tree of Homo Sapiens has likewise undergone much revision. Also, Durant acknowledges that he is only skimming the surface on prehistoric man – the necessary cost of such a broad endeavor is the simplification that opens one to criticism by more narrow experts. So it goes.

Durant again suggests a ‘heartbeat’ of history, this time in our prehistory, and he hints at bursts of progress between the four ice ages of the past 500,000 years, and implies some contraction and stagnation during them. And he cautions against the conclusion that the evidence transmitted to us through the millennia is representative of those ancient civilizations. “Like the Neanderthals, Cro-Magnon men are known to us as “cave-men,” because their remains are found in caves; but there is no proof that these were their sole dwelling place; it may be again but a jest of time that only those of them who lived in caves, or died in them, have transmitted their bones to archeologists.” (SoC, 92)

All the elements of civilization, save writing and the state, are present in our evidence of the old stone age (characterized by unpolished stone tools). And it appeared, even in Durant’s time, that tools, fire, painting, and sculpture were created not just by Sapiens, but by Neanderthal and Cro-Magnon as well. Those who discovered old stone age cave paintings in the 19th century were routinely accused of hoax or worse, their discoveries only being verified after their own passing. The paintings themselves, dating to around 16,000 BC, appear to be of mature and refined technique, evidence that art was not new, but was well-developed at the time. And that is just the paintings we have found, and the strokes that survived the ages. “Will Leonardo’s Last Supper, or El Greco’s Assumption, bear up as well as these Cro-Magnon paintings after twenty thousand years?” (SoC, 97).

The whole interpretation of history as progress falters when we consider that these statues, bas-reliefs, and paintings, numerous though they are, may be but an infinitesimal fraction of the art that expressed or adorned the life of primeval man. What remains is found in caves, where the elements were in some measure kept at bay; it does not follow that prehistoric men were artists only when they were in caves. They may have carved as sedulously and ubiquitously as the Japanese, and may have fashioned statuary as abundantly as the Greeks… They may have created masterpieces far superior to the fragments that survive.

SoC 97

Polished stone tools mark the transition to the Neolithic age around 10,000 BC in Asia and 5,000 BC in Europe. First discovered in trash mounds throughout Europe, they were accompanied by evidence of a thriving culture. Discovered first in Switzerland and later throughout the world, including modern civilizations, lake-dwellers, living on pile-dwellings, ate over 120 kinds of fruit. Appearing around the same time is a rock-carving depicting a plow pulled by two oxen. The new stone age marked one of the two most significant transitions in our history – from hunting to agriculture. It also shows the first evidence of domestication of animals, starting with our most faithful companion, the dog (around 8000 BC), then sheep, pigs, cows, and finally the horse.

The Neolithic also provides the first evidence of large-scale building and mining: pulleys, levers, grindstones, awls, pincers, axes, ladders, hinges. 10,000 years ago in Belgium, a miner was crushed by a falling rock; his pick remained clasped in his hands 100 centuries later. The Lake-dwellers used mortise and tenon joinery. Semi-precious stones were traded across long distances.

The coming of metals, copper, bronze, and iron, accompanied writing as we transition to recorded history. Here, the old terms copper-age, bronze-age, and iron-age have little meaning in terms of time, as they were ushered in (and sometimes skipped altogether) at different times in different locations. Writing progressed from pictorial representation of thoughts, to symbolic representation of syllables, and finally to symbols representing the first sound of the syllable. The Semitic names of the first two symbols gave us the word alphabet; the Phoenicians didn’t invent it, but did market it to the Mediterranean world and established a brand that has lasted perhaps 5000 years.

In undertaking a Story of Civilization, Durant recognized that his Story likely includes only a small minority of civilizations that have existed. Stories of lost civilizations abound in every culture and mythology. Some of them were certainly different and probably exceeded those we have discovered.

As Durant was writing, there was vigorous debate about where to locate the ‘cradle of civilization.’ Since Napoleon’s time, it had been assumed to be Egypt. In Durant’s the case was being made for Mesopotamia. One hundred years from now, it may very well be different, and older. Time conceals; and time may or may not tell.

Story of Civilization: Vol 1.4

Chapter 4 (cont):
– Religion: Sources, Objects, Methods, Moral Function

Chapter 5: The Mental Elements of Civilization
– Letters
– Science
– Art

My closing thoughts on Will Durant’s introduction the The Story of Civilization


Primitive people did not always have religion; even modern-day primitives are sometimes puzzled by the questions posed by researchers. Some modern primitives have no concept of deities at all, others recognized only malevolent gods, and didn’t even bother to try to appease them, for what good could it do? Some Native Americans believed in the concept of gods, but didn’t worship them, an approach also taken by Epicurus. The Abipone took the practical approach – contemplating only the practical tasks of life. As varied and universal across time and place the atheist views are, Durant classifies them as exceptions. The rule is that cultures for various reasons, and to various purposes (reasons and purposes being useful to distinguish) have almost always developed religion.

According to Lucretius, fear is the mother of the gods. According to Durant, fear of death most of all gives birth to religion, as do “wonder at the cause of chance events,… hope for divine aid… , and gratitude for good fortune.” The belief in a soul distinct from the body is inextricably bound with the fear or death. The extension of the concept of soul to all things leads to the first common form of religion – animism – the artifacts, and sometimes the facts, of which survive in modernity around the world, from the fairies of Ireland to the halos of Christian art.

Of the multitude of objects with souls available to worship, the first two were likely the moon and the sun. For the moon governed the cycles of fertility, both of our mothers and of the land, and formed the basis for our reckoning of time (again, into the modern day). We don’t know when sun-worship began, but it may have been tied again to the calendar and to the rise of agriculture. Every major religion had a sun god, whether the Mongol Tegri, Chinese Ti, Vedic India Dyaus pitar, Greek Zeus, or Persian Ahura. Today, we still beseech “heaven help us” and sports stars raise a finger to the sky for good luck and thanks. Likewise, with sky as the father, earth is the mother, and the creation story is almost universally the mating of earth to sky. Most early deities, being gods of earthly things, were female. The emergence of more male gods may have paralleled the emergence of patriarchal society.

There is hardly any superstition so old but it can be found flourishing somewhere today. Civilization is the precarious labor and luxury of a minority; the basic masses of mankind hardly change from millennium to millennium.

SoC, p. 59.

Relatively early in written history, we see religion treating poorly those with scientific theories about the world around us, as Anaxagoras was exiled from Greece in the 5th century BC for hypothesizing the the sun wasn’t a god, but just a big ball of fire. And in the time when Durant was writing this volume (1927-1932), most of Japan (the Land of the Rising Sun) believed that the Emperor was the living incarnation of the Sun God. Perhaps it is the arrogance of the present (an End of History fallacy writ large) that causes us to believe ourselves the exception to the cycle of history.

From the sky to the earth to the animals, the souls of the gods themselves seem to have been seen as the departed souls of dead men. The relationship is preserved even today in our language. Spirit in English means both soul and ghost. Cultures worldwide have prayed to their ancestors in much the same way that modern Christians invoke the assistance of the saints. Ancestor worship continues in modern times. Gods who began as indifferent evolved to fearful, and eventually become loving fathers and ancestors. “The slow progress of civilization is reflected in the tardy amiability of the gods.” As written history begins, exceptional individuals were deified, and their stories preserved.

The first method of religion was magic. The casting of spells and the making of sacrifices encouraged the fertility of woman and the earth herself. Festivals of promiscuity compensated for the infertility of (male) individuals. The earth was fertilized with the blood of beasts and almost every culture at one time appeased their gods through human sacrifice. Frequently the sacrifice (man as god) was consumed in order to confer its power to rest of the group. Magic made the priest when the knowledge needed to confer the rites grew large enough as to demand specialization. The priest has alternated with the warrior in ruling society, except when priest and warrior merged, and in so doing, transitioned from the creation to the use of religion as a means to power.

Religion uses tabu and myth to support morality. Tabu, the Polynesian word, places acts and objects off limits. Chief among these is woman. Myth seeks to reinforce behaviors that help society. The vast knowledge, and sometimes nearly as comprehensive ignorance, including knowledge of food and hygiene, of the ancients was codified in the tabus and myths of its religions. “The moral function of religion is to conserve established values, rather than create new ones.” Although for the practitioner, religion frequently serves as the basis of moral conduct, religion itself evolves not as the foundation of morality, but as an aid to it, by sanctioning the conduct demanded by environment, economic, and social circumstance.

Hence a certain tension between religion and society marks the higher stages of every civilization. … Institutions which were at first in the hands of clergy, like law and punishment, education and morals, marriage and divorce, tend to escape from ecclesiastical control, and become secular, perhaps profane. The intellectual classes abandon the ancient theology and — after some hesitation — the moral code allied with it; literature and philosophy become anti-clerical. The movement of liberation rises to an exuberant worship of reason, and falls to a paralyzing disillusionment with every dogma and every idea. Conduct, deprived of its religious supports, deteriorates into epicurean chaos, and life itself, shorn of consoling faith, becomes a burden alike to conscious poverty and to weary wealth.** In the end a society and its religion tend to fall together, like body and soul, in a harmonious death. Meanwhile among the oppressed another myth arises, gives new form to human hope, new courage to human effort, and after centuries of chaos builds another civilization.

SoC, p. 71
** We are here.

Durant has one section left in his ‘brief’ introduction. The tracing of the Mental elements of civilization: letters, science, and art that in turn support, enhance, and finally serve to help disassemble civilization, until after a period of darkness, a new one emerges.

Language likely emerged from gestures and sounds – probably concrete nouns and probably through imitation. The Tecuna tribe in ancient Brazil had the perfect verb for to sneeze – haitschu. In English we still retain roar, rush, murmur, hiss, hum, cackle, and many others. The killer app of early language was when we transitioned from the specific to the general, from that tree to all things that are like that tree. The ability to understand and communicate abstract concepts is critical to planning, and critical to writing itself. Without abstraction, how can we understand that marks on a clay pot indicate information about something other than the marks themselves?

The first writing is of course uncertain. Some believe that it was trade marks inscribed in clay vessels. Current thought (almost 100 years after Durant wrote) is that it was accounting ledgers in support of trade; records of transactions conducted and payment owed. It may be that writing was necessitated to prove debts incurred and paid. And immediately the intellectual class bemoaned its impact on the minds of youth. King Thamos, of Eqyptian legend, lamented: “Children and young people who had hitherto been forced to apply themselves diligently to learn and retain whatever was taught them, would cease to apply themselves, and would neglect to exercise their memories.” The outsourcing of memory to writing may have lessened the mental dexterity of the individual, but at the level of civilization it enabled the accumulation of knowledge beyond what could be held in memory. At first, letters remained closely guarded by the priestly class. But eventually, and especially with the advent of movable type, it allowed knowledge to flow to any mind willing to grapple with it, challenge it, and improve it. Writing allowed us to stand on the shoulders of giants.

Durant traces the beginnings of science to counting, though one could certainly argue that the practical knowledge of edibles and poisons, tool-making and trade, hunting and coordination, migration and time-keeping came first. While counting was necessary for the beginning of measurement, our language (calculus – little stone) reveals the incredibly short distance between its beginnings and now. The root words for measure and month are almost certainly the same as for moon, that first God to regulate our understanding of time. Ancient man had no physics, but understood perfectly well (better than we moderns) how to construct a bow and aim an arrow. Ancient doctors knew little or no chemistry, but know which plants were beneficial and which poisonous. Ancient Peruvians had a 90% success rate trephining the skull to relieve pressure from injury; in Paris in 1786 the procedure was invariably fatal.

If modern primitive societies are representative of the ancient, Art seems to have originated in the decoration of the body through pigments, dyes, tattooing, and other forms of modification. Painting may then have moved to pottery, which seems to have rapidly progressed from practical to artistic itself, under the guidance of the first potters, who were likely women. Clothing may have been initially more ornamental than practical. Sculpture likely arose also from the potter’s art, music as an extension of dance, and drama and the opera as an extension of music. Art is the expression of beauty, and the only standard of beauty is the eye of the beholder. Those eyes are invariably influenced by their environment, economy, and social norms. And so it goes.

As we reach the end of Durant’ introduction to civilization, he concludes that pre-civilized man had already created every element of civilization but writing and the state (and it seems to me that Durant earlier included writing in the pre-history, though that may just be a quibble about semantics). Our civilization is built on the shoulders of “savages,” without whose “hundred thousand years of experiment and groping, civilization could not have been. We owe almost everything to them – as a fortunate, and possibly degenerate, youth inherits the means to culture, security, and ease through the long toil of an unlettered ancestry.”

In reading Durant’s beautiful prose and the patterns and connections he makes, I am struck most by one thought running through the entire narrative as an invisible thread holding it all together. Paradoxically, that invisible thread is this: there is no absolute good or bad, there is only that which is useful and practical for a culture in their time and environment. For a philosophy expert writing history to arrive in a position of moral relativism is only mildly interesting, since plenty of philosophers espouse relativism (though few want to live it, and fewer still are historians). Durant’s great gift was in answering relative to what: relative to what is needed. This seems to echo an answer Durant gave during an interview* near the end of his life: when discussing natural selection, he observed that Darwin was right, it is the survival of the fittest. The problem is that we can’t know ahead of time the definition of fittest. The fittest are those that survive. We may want to consider this before we judge those who went before us and upon whose shoulders we firmly, and often ungratefully, stand.

Note:
* The interview is published as part of the audiobook version of The Lessons of History by Will and Ariel Durant. Both Will and Ariel recorded many interviews, most of them together. It is a rare treat to listen to their answers, and a rare delight to hear them interact.

Story of Civilization: Vol 1.3

Venus of Hohle Fels, 35,000–40,000 B.C. Image via Wikimedia Commons.

Chapter 4 (cont): The Moral Elements of Civilization
– Sexual Morality
– Social Morality

Faithful readers (there are a few)… I’ve been married to 28 years. There is little good that can come of me describing the varying sexual morals through history – lots of sex, young and old, with lots of partners; marriage variously non-existent, short, serial, and polygamous; virginity proof of unworthiness or infertility; and monogamy arising only recently, as a form of slavery and production of offspring to work the fields. So I won’t.

Every vice was once a virtue, necessary in the struggle for existence; it became a vice only when it survived the conditions that made it indispensable; a vice, therefore, is not an advanced for of behavior, but usually an atavistic throwback to ancient and superseded ways. It is one purpose of a moral code to adjust the unchanged – or slowly changing – impulses of human nature to the changing needs and circumstances of social life.

SoC, p. 51

Durant, who studied philosophy deeply before writing history, seems to come down on a version of moral relativism. However, his is more grounded than the moral relativism that sometimes pervades public discourse today – that which holds that the fact of many different moral systems means that none of them can be correct, and that as a result all are equally valid (a view that I do not hold). Durant’s version is more practical, grounded in the influences of environment and the stages of development of civilization. Morals serve to guide behavior in ways that are advantageous first to survival, and probably only incidentally, to the development of civilization. And in fact, that development serves to disrupt the morals that helped it along, until gradually they are supplanted by a new set, no less true than the old, but due to changing circumstance, environment, and experience, more useful. As the state emerges and the size of a culture grows, morals (as a commonly understood part of life) require additional weight, and law and religion provided that structure.

Morals, then, are soon endowed with religious sanctions, because mystery and supernaturalism lend a weight which can never attach to things empirically known and genetically understood; men are more easily ruled by imagination than by science.

SoC, p. 56

Story of Civilization: Vol 1.2

Chapter 3: The Political Elements of Civilization
– The Origins of Government
– The State
– Law
– The Family

If the average man had had his way, there would probably never have been any state. Even today he resents it, classes death with taxes, and yearns for that government which governs least. If he asks for many laws it is only because he is sure that his neighbor needs them; privately he is an unphilosophical anarchist, and thinks laws in his own case superfluous.

SoC, p. 21

In primitive societies, all governance was local: the province of the family patriarch; ad-hoc councils of elders in larger groups when specific events demanded such organization. If war was waged between tribes, a war-time Chief might emerge. In peace, he usually went back to the role of patriarch of his own family; the tribe needed little central leadership.

War acted as Darwin’s agent of natural selection, raising the level of competition and selecting for those who excelled in “courage, violence, cruelty, intelligence, and skill.” As in our time, it was a driver of innovation, and introduced new concepts of organization. Insofar as agriculture created property, war (frequently over property rights) created the state. As agriculture led to trade, and trade to writing, the state barely precedes the written word. In its creation, we mark the transition from kinship to domination.

Every state begins in compulsion; but the habits of obedience become the content of conscience, and soon every citizen thrills with loyalty to the flag.

SoC, p. 24

Wouldn’t it be interesting to ask Will Durant about these words during these interesting times, when so many (or at least so few, loudly) are decrying as unjust the very land upon which many of our monuments stand, and when so many attack those very monuments. Is this a natural part of the ebb and flow of history, the result of too long a time spent in affluence and peace? Whither the end of the unrolling of rights of conquest, as every piece of land on our globe has changed hands untold times amongst cultures extinct, revived, decaying, or thriving?

The state grows to consume authority over more and more of life, as men decide that they’d rather one unjust authority than many. The insatiable appetite of the state, in its early form almost universally authoritarian and autocratic, soon creates the need for law.

Law, which arises from property, trade, marriage, and government, grows out of the primitive concept of vengeance that each person was entitled to exact whatever revenge they could enforce through their personal power and influence. Early legal systems, such as the Code of Hammurabi, gave structure to, and by so doing, preserved the right of retribution, which can still be found in our modern legal systems. As the law grew, it substituted compensatory damages for retribution for lesser crimes. Some societies instituted ordeals between the aggrieved parties, less for determination of guilt perhaps than in the hope that the contest would end the dispute in such as way as to stop the chain of revenge. The growth of law led next to courts, originally elders tasked with hearing disputes and determining the justice required. From here, it was another short step to the concept of law and court as a means to prevent wrongs first, and to punish when necessary. Paradoxically, Durant concludes that laws increased our freedom:

Rights do not come to us from nature, which knows no rights except cunning and strength; they are privileges assured to individuals by the community as advantageous to the common good. Liberty is a luxury or security; the free individual is a product and a mark of civilization.

SoC, P. 29

If this sounds strange to modern ears (and it assuredly did to mine), we must recall that in primitive society, the individual existed only as a member of clan. Few individual rights were recognized, rather the individual was governed strictly by environment and custom. Expected to contribute freely to the clan; expecting to draw freely from it as well. Survival was a team sport. Few rugged individualists survived long enough to express their freedom.

As family groups appear to have been too small for success in the harsh environment of our past, we believe that the clan was the normal group. Upon the emergence of the state, the clan was superceded from above by the government, from below by the family. While the family could hardly be called matriarchal, as that implies female rule, it was usually organized around the mother, her children, frequently her brother, with the males as only passing companions. As men had always to be ready for battle or the hunt, women did most of the work in the clan, most likely including the invention of pottery, sewing, weaving, domestication of animals, and horticulture. As agriculture grew, only with the attendant security of the primitive state did men begin to take up more of the work. As the concept of property grew, the desire to pass that property to the next generation drove a shift to a fully patriarchal society.

Chapter 4: The Moral Elements of Civilization
– Marriage

Marriage as we know it is a very recent concept, indeed in some parts of the world it is perhaps less than a century old, and in others retains much of its more normal historical purpose. Durant traces the concept of marriage with some difficulty through pre-history and into early history, during which time, every conceivable approach has been tried, has served well for a time, and has ultimately transformed as environment and the development of civilization itself steered it.

Durant holds marriage as the first step in the moral development of civilization. Early primitive societies seem to have lacked much concept of marriage altogether; as with land rights, all was communal, in some cultures to the extent that marriage, sex, and procreation were not believed to be connected. When men were primarily hunters and warriors, they tended to die early, leaving a surplus of women, and as a result monogamy was not yet seen as practical alternative to celibacy. As agriculture created the need for cheep labor (slaves), and simultaneously led to the patriarchal inheritance of land and property, marriage to one, or frequently several women allowed a man to have children to work and inherit the land. Universal also was the concept of exogamy – of marrying from outside the clan. Today we understand the genetic advantages of exogamy; primative people’s motivations are unclear. Over time, exogamy evolved from capture, to capture with later payment, to purchase and parental arrangement, which survive in some cultures to this day. Curiously, this evolution seems to parallel in concept (if unsure in time) with the evolution of law from revenge to compensatory damages.

The concept of romantic love as part of the marriage institution is even more recent. Over most of our history, marriage has existed as an economic arrangement. The distance and longing of adolescence that lead to courtship and romance having not existed in the freer communal societies over the vast majority of our history. As Durant closes, “Wherever, in the history of civilization, woman has ceased to be an economic asset in marriage, marriage has decayed; and sometimes civilization has decayed with it.” I can imagine the outrage if Durant were to post that sentence to Twitter in 2020. And I wonder if the outrage we would see is, in the broader historical context, evidence in support of his conclusion.

Story of Civilization: Vol 1.1

Pages i – x, 1-25
Preface
The Establishment of Civilization
Chapter 1: The Conditions of Civilization
Chapter 2: The Economic Elements of Civilization

How does one attack a work of this magnitude? I can imagine Will asking himself as he sat down to start volume 1 in 1927.

Does one start with the earliest known history? If so, when was that? It seems even today to be a fast-moving target, with new archaeological discoveries re-writing our pre-writing history almost weekly.

Does one start with an event, such as the first agriculture or the domestication of livestock? Again, it seems that these are moving targets.

Will (Ariel not yet being a co-author) chose to start by providing a brief (90 or so pages) of introduction defining what is meant by civilization. What are its necessary elements? How do we think those emerged? How did the establishment of each element influence the others? What did it mean for how our ancestors lived and related to each other and their environment.

Civilization is social order promoting cultural creation.

Will Durant, The Story of Civilization, Vol 1, pg. 1.

In the first seven words of his work, Durant provides definition and purpose. In his view, humanity builds social order for the purpose of creating cultures. He elaborates: civilization “begins where chaos and insecurity end. For when fear is overcome, curiosity and constructiveness are free, and man passes by natural impulse towards the understanding and embellishment of life.” An aspirational definition, perhaps shaped by his deep study of philosophy.

Chapter 1: The Conditions of Civilization

Durant briefly describes the external factors that ‘condition’ civilization: geological conditions and geographical conditions. The eras between ice ages encourage civilization; ice ages shrink it. Geological events disrupt civilization, or perhaps hasten its disruption, shaking off entire cities and empires with earthquakes and natural disasters. Geography shapes civilization by providing or denying natural resources; by providing or denying trade routes and commerce; by providing or denying safety from disease and predation. And geology interacts with geography, turning once fertile areas arid, creating harbors and passes for commerce. Durant, perhaps ahead of his time, takes the time to explicitly discount race as a condition of civilization, noting that advanced civilizations have arisen at every time, in every climate, and have been built by every race. He goes further to posit that race is more likely to emerge from the conditions of environment and civilization over time than to influence its development in any way.

In addition to external factors, there are other prerequisite conditions for the emergence of a civilization. Durant counts among these political order, common language, unifying moral code, unity of basic beliefs (perhaps – he is less sure on this one), and education of some type to transmit culture to the next generation. If any of these conditions are missing or becomes so, then civilization is in danger.

Upon this foundation then are built the four elements necessary to constitute a civilization: economic provision, political organization, moral traditions, and the pursuit of knowledge and the arts. There is some overlap between Durant’s prerequisites for and elements of civilization, which I haven’t yet sorted out. It will be interesting to see if and how Durant proceeds to sort through these.

Chapter 2: The Economic Elements of Civilization

If man began with speech, and civilization with agriculture, industry began with fire.

Will Durant, SoC, pg 6

In this short chapter, Durant takes us on a journey from hunting and gathering to herding, domestication, agriculture, cooking, industry and specialization, to trade and the beginnings of economy. Along the way, we see a parallel journey from communism (little ‘c’ – living in groups that act as communes sharing all resources, owning no land and few personal possessions, greeting travelers with open hospitality) to agriculture as the cause of property rights and slavery and compelled labor (‘jobs’) to specialization of skills and uneven distribution of resources leading to the developments of markets, barter systems, transport of goods and eventually coinage and finally to the destination of politics as an emergent system to enforce property and trade rights. It is a journey alternately necessary, inspiring, and tragic.

Two powerful thoughts may serve well to encapsulate these journeys:

The moment man begins to take thought of the morrow he passes out of the Garden of Eden into the vale of anxiety; the pale cast of worry settles down upon him, greed is sharpened, property begins, and the good cheer of the “thoughtless” native disappears.

SoC pg. 6

Durant takes care to differentiate between the term ‘savage,’ frequently used within his lifetime, and ‘primitive,’ denoting our ancestors who had not yet invented writing. And he acknowledges that while modern society may exceed our primitive ancestors in accumulated specialization, at the individual level, the primitives possessed greater ingenuity and were much more capable of survival and thriving in concert with the environment than any ‘civilized’ person today is likely to be.

Here, too, the main problems were solved before written history began.

SoC, pg 15

Written about the problem of building trade routes, a recurring theme of the first section of the book so far, and one that captures too the ingenuity of our species. The main problems, having all been solved before written history, suggest that for all of our pride in the advancements of modern society, they are but refinements of knowledge older than the millennia. We fund ourselves not smarter or more creative than the ancients, merely the beneficiaries of thousands of years of accumulated wisdom, much of which we might struggle to recreate (as has happened in the not-too-distant past) should the need arise. A humbling idea indeed.